Tag: SEC

Will Trump’s Six-Month SEC Checkup Reduce Short-Termism

In America, we clean our teeth every six months and report our public company financials every three. Now, to root out short-term thinking in the C-Suite, President Trump has tweeted that what’s right for dentists is good for American business.

Get Ahead of the Next Big Investor Push: Human Capital Reporting

The only 10-K disclosure related to human capital is number of employees. There is a proposal from the agency from the Human Capital Coalition looking for more required reporting on issues like pay disparity and culture.

SEC Commissioner: Rethink 8K Disclosures for Cyber Security

SEC Commissioner Robert Jackson Jr. said this week at a conference cyber security is the number one issue boards must get a handle on right now. He specifically called for a change to 8K disclosures.

Global Uncertainty Remains the Norm in Financial Services Regulation

In a recent survey, 95 percent of finance firms based in the UK and U.S. say financial regulations will increase costs, and almost a quarter said they will spend more than 5 percent of their annual revenue on compliance by 2023.

To Manage Cyber Risk, Boards Need More Insight

Cyber risk, which has always represented a significant area of enterprise risk, is finally being acknowledged as intersecting with other areas of the board’s oversight.

Board Under Siege: What Wells Fargo Did Right (And Wrong)

The real test for good governance occurs in the wake of a crisis.

Shareholder Engagement: A Balancing Act

Board members share whether their oversight responsibilities should mandate regular communication with shareholders.