Category: Compliance & Ethics

Scarlett Letters

Adapted from a speech to the American Enterprise Institute. The commissioner’s remarks, excerpted and edited for length, represent her views and not necessarily those of

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Reassessing Hedging Policies in Light of New SEC Rules

In an environment where investors are increasingly focused on corporate governance practices and plaintiffs’ lawyers pore over proxy statements for disclosure issues, public company boards are strongly encouraged to focus on hedging policies before next year’s proxy season begins.

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